Filing Details
- Accession Number:
- 0001140361-16-059092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-28 12:51:37
- Reporting Period:
- 2016-01-29
- Filing Date:
- 2016-03-28
- Accepted Time:
- 2016-03-28 12:51:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 867665 | Abraxas Petroleum Corp | AXAS | Crude Petroleum & Natural Gas (1311) | 742584033 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544939 | A. Peter Bommer | 18803 Meisner Drive San Antonio TX 78258 | Vp - Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Acquisiton | 2016-01-29 | 8,138 | $1.14 | 30,706 | No | 4 | P | Indirect | 401-K |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | 401-K |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Employee Stock Option | Acquisiton | 2016-03-15 | 148,000 | $0.97 | 148,000 | $0.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 148,000 | 2017-03-15 | 2026-03-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Abraxas Petroleum Corp Common Stock | 270,462 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.16 | 2016-03-03 | 2025-03-03 | 200,000 | 200,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.15 | 2015-03-11 | 2024-03-11 | 25,000 | 25,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $2.39 | 2014-05-14 | 2023-05-14 | 23,500 | 23,500 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.74 | 2013-03-08 | 2022-03-08 | 10,500 | 10,500 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.55 | 2012-08-09 | 2021-08-09 | 25,000 | 25,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $4.72 | 2012-03-15 | 2021-03-15 | 15,000 | 15,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $2.09 | 2011-03-16 | 2020-03-16 | 35,900 | 35,900 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $1.75 | 2010-10-05 | 2019-10-05 | 31,875 | 31,875 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $0.99 | 2010-03-17 | 2019-03-17 | 7,500 | 7,500 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.61 | 2008-09-05 | 2017-09-05 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-03-03 | 200,000 | 200,000 | Direct |
| 2024-03-11 | 25,000 | 25,000 | Direct |
| 2023-05-14 | 23,500 | 23,500 | Direct |
| 2022-03-08 | 10,500 | 10,500 | Direct |
| 2021-08-09 | 25,000 | 25,000 | Direct |
| 2021-03-15 | 15,000 | 15,000 | Direct |
| 2020-03-16 | 35,900 | 35,900 | Direct |
| 2019-10-05 | 31,875 | 31,875 | Direct |
| 2019-03-17 | 7,500 | 7,500 | Direct |
| 2017-09-05 | 5,000 | 5,000 | Direct |
Footnotes
- Employer match to 401-K for the year ended December 31, 2014.
- Options vest at 25% per year beginning one year from date of grant.
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