Filing Details

Accession Number:
0001209191-16-110514
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-25 09:47:30
Reporting Period:
2016-03-23
Filing Date:
2016-03-25
Accepted Time:
2016-03-25 09:47:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-23 996 $5.69 3,441,559 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-23 400 $5.67 3,441,959 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-23 300 $5.71 3,442,259 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-23 100 $5.70 3,442,359 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-23 4 $5.65 3,442,363 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-24 1,200 $5.82 3,443,563 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-24 900 $5.81 3,444,463 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-24 400 $5.50 3,444,863 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.