Filing Details

Accession Number:
0000794367-16-000209
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-24 16:43:14
Reporting Period:
2016-03-23
Filing Date:
2016-03-24
Accepted Time:
2016-03-24 16:43:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
794367 Macy's Inc. M Retail-Department Stores (5311) 133324058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184471 J Terry Lundgren C/O Macy'S, Inc.
7 West Seventh Street
Cincinnati OH 45202
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-23 177,352 $36.26 336,270 No 4 M Direct
Common Stock Disposition 2016-03-23 177,352 $43.48 158,918 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2016-03-23 177,352 $0.00 177,352 $36.26
Common Stock Option to Purchase Common Stock Acquisiton 2016-03-23 324,675 $0.00 324,675 $43.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-03-24 2016-03-24 No 4 M Direct
324,675 2026-03-23 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 283,224 Indirect By GRATS
Common Stock 2,463 Indirect By 401(k) Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $42.92 to $43.82, inclusive. The reporting person undertakes to provide Macy's, Inc., any security holder of Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. These shares were previously reported as directly beneficially owned, but 156,930 shares were contributed to a grantor retained annuity trust (GRAT) on March 26, 2015 and 126,294 shares were transferred to a GRAT on November 13, 2015.
  3. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 23, 2016 by $43.42, the stock price of such date.
  4. Grant to reporting person of options to purchase 324,675 shares of common stock under the Issuer's 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 23, 2017, March 23, 2018, March 23, 2019 and March 23, 2020.