Filing Details
- Accession Number:
- 0000794367-16-000209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-24 16:43:14
- Reporting Period:
- 2016-03-23
- Filing Date:
- 2016-03-24
- Accepted Time:
- 2016-03-24 16:43:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
794367 | Macy's Inc. | M | Retail-Department Stores (5311) | 133324058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184471 | J Terry Lundgren | C/O Macy'S, Inc. 7 West Seventh Street Cincinnati OH 45202 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-23 | 177,352 | $36.26 | 336,270 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-23 | 177,352 | $43.48 | 158,918 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2016-03-23 | 177,352 | $0.00 | 177,352 | $36.26 |
Common Stock | Option to Purchase Common Stock | Acquisiton | 2016-03-23 | 324,675 | $0.00 | 324,675 | $43.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-03-24 | 2016-03-24 | No | 4 | M | Direct |
324,675 | 2026-03-23 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 283,224 | Indirect | By GRATS |
Common Stock | 2,463 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $42.92 to $43.82, inclusive. The reporting person undertakes to provide Macy's, Inc., any security holder of Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These shares were previously reported as directly beneficially owned, but 156,930 shares were contributed to a grantor retained annuity trust (GRAT) on March 26, 2015 and 126,294 shares were transferred to a GRAT on November 13, 2015.
- Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 23, 2016 by $43.42, the stock price of such date.
- Grant to reporting person of options to purchase 324,675 shares of common stock under the Issuer's 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 23, 2017, March 23, 2018, March 23, 2019 and March 23, 2020.