Filing Details
- Accession Number:
- 0001217454-16-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-24 13:23:01
- Reporting Period:
- 2016-03-23
- Filing Date:
- 2016-03-24
- Accepted Time:
- 2016-03-24 13:23:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1647509 | Forest City Realty Trust Inc. | FCEA/FCEB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217454 | J David Larue | 50 Public Square, Suite 1100 Cleveland OH 44113 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-03-23 | 7,011 | $7.80 | 30,407 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-03-23 | 4,700 | $21.03 | 25,707 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common | 2009 Stock Option Grant (right to buy) | Disposition | 2016-03-23 | 7,011 | $0.00 | 7,011 | $7.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-04-21 | 2019-04-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 14,327 | Indirect | See footnote |
Class A Common Stock | 33,151 | Indirect | See footnote |
Class A Common Stock | 32,900 | Direct | |
Class A Common Stock | 4,736 | Indirect | See footnote |
Class A Common Stock | 4,736 | Indirect | See footnote |
Class A Common Stock | 4,736 | Indirect | See footnote |
Class A Common Stock | 1,814 | Direct | |
Class A Common Stock | 6,726 | Indirect | See footnote |
Class A Common Stock | 3,930 | Direct | |
Class A Common Stock | 189,083 | Direct | |
Class A Common Stock | 31,502 | Indirect | 401k Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 1,435 | 1,435 | Indirect |
Class A Common | 2006 Stock Option Grant (right to buy) | $46.37 | 2008-04-04 | 2016-04-04 | 25,200 | 25,200 | Direct |
Class A Common | 2007 Stock Option Grant (right to buy) | $65.35 | 2009-03-29 | 2017-03-29 | 25,200 | 25,200 | Direct |
Class A Common | 2008 Stock Option Grant (right to buy) | $36.38 | 2010-06-18 | 2018-06-18 | 28,059 | 28,059 | Direct |
Class A Common | 2010 Stock Option Grant (right to buy) | $15.89 | 2012-04-14 | 2020-04-14 | 26,893 | 26,893 | Direct |
Class A Common | 2011 Stock Option Grant (right to buy) | $17.72 | 2013-04-13 | 2021-04-13 | 64,277 | 64,277 | Direct |
Class A Common | 2012 Stock Option Grant (right to buy) | $14.74 | 2014-04-11 | 2022-04-11 | 77,945 | 77,945 | Direct |
Class A Common | 2013 Stock Option Grant (right to buy) | $17.60 | 2015-04-08 | 2023-04-08 | 65,630 | 65,630 | Direct |
Class A Common | 2014 Stock Option Grant (right to buy) | $18.73 | 2016-03-28 | 2024-03-28 | 62,090 | 62,090 | Direct |
Class A Common | 2013 Performance Shares | $0.00 | 2016-12-31 | 1988-08-08 | 38,751 | 38,751 | Direct |
Class A Common | 2014 Performance Shares | $0.00 | 2017-12-31 | 1988-08-08 | 38,441 | 38,441 | Direct |
Class A Common | 2015 Performance Shares | $0.00 | 2017-12-31 | 1988-08-08 | 32,900 | 32,900 | Direct |
Class A Common | 2015 Out Performance Shares | $0.00 | 2017-12-31 | 1988-08-08 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1988-08-08 | 1,435 | 1,435 | Indirect |
2016-04-04 | 25,200 | 25,200 | Direct |
2017-03-29 | 25,200 | 25,200 | Direct |
2018-06-18 | 28,059 | 28,059 | Direct |
2020-04-14 | 26,893 | 26,893 | Direct |
2021-04-13 | 64,277 | 64,277 | Direct |
2022-04-11 | 77,945 | 77,945 | Direct |
2023-04-08 | 65,630 | 65,630 | Direct |
2024-03-28 | 62,090 | 62,090 | Direct |
1988-08-08 | 38,751 | 38,751 | Direct |
1988-08-08 | 38,441 | 38,441 | Direct |
1988-08-08 | 32,900 | 32,900 | Direct |
1988-08-08 | 50,000 | 50,000 | Direct |
Footnotes
- David J. LaRue Trust.
- David LaRue Family Trust
- 2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
- Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
- Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
- Shares held by Tessa LaRue, daughter,
- Shares are held in street account.
- Shares held by David LaRue - Roth IRA
- Shares are held by Cindy LaRue (spouse) in street account.
- Shares are held by David LaRue & Cindy LaRue Trust account.
- Shares are held by transfer agent in a direct registration account.
- FCE's 401k Plan account, shares are held indirect.
- 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
- 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
- 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
- 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
- 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
- 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
- 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
- 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
- Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
- Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
- Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
- Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
- Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date.
- Cashless stock option exercise, Mr. LaRue only sold enough shares to cover the exercise.