Filing Details
- Accession Number:
- 0001144204-16-089858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-23 17:00:30
- Reporting Period:
- 2016-03-21
- Filing Date:
- 2016-03-23
- Accepted Time:
- 2016-03-23 17:00:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1297989 | Exlservice Holdings Inc. | EXLS | Services-Business Services, Nec (7389) | 820572194 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1373630 | Rohit Kapoor | 280 Park Avenue New York NY 10017 | Ceo & Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-03-21 | 3,569 | $11.88 | 299,754 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2016-03-21 | 3,569 | $49.50 | 296,185 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2016-03-21 | 3,569 | $0.00 | 3,569 | $11.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 40,219 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 333,185 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 177,134 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 84,000 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 84,000 | Indirect | See Footnote |
Footnotes
- On March 21, 2016 the reporting person exercised previously issued options to purchase an aggregate of 3,569 shares of common stock of ExlService Holdings, Inc.
- This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- Owned by Rohit Kapoor.
- Owned by the Rohit Kapoor 2013 Grantor Retained Annuity Trust.
- Owned by the Rohit Kapoor 2012 Family Trust.
- Owned by the Rohit Kapoor 2005 Grantor Retained Annuity Trust.
- Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
- Owned by the Shikha Kapoor 2005 Family Trust.
- On July 27, 2006, the reporting person was granted 150,000 stock options, vesting in four equal installments. 37,500 of the stock options became vested and exercisable on November 15, 2006, an additional 37,500 of the stock options became vested and exercisable on November 15, 2007, an additional 37,500 of the stock options became vested and exercisable on November 15, 2008, and the remaining balance i/n/o 37,500 became vested and exercisable on November 15, 2009.