Filing Details

Accession Number:
0001062993-16-008473
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-23 16:30:59
Reporting Period:
2016-03-22
Filing Date:
2016-03-23
Accepted Time:
2016-03-23 16:30:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
849145 Heritage Global Inc. HGBL Telegraph & Other Message Communications (4822) 592291344
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245119 Ross Dove 330 Hatch Drive
Foster City CA 94404
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-22 100,000 $0.14 1,219,300 No 4 P Indirect Dove Family Trust
Common Stock Acquisiton 2016-03-22 30,000 $0.14 1,249,300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Dove Family Trust
No 4 P Direct
Footnotes
  1. Includes 527,500 shares of Common Stock, 100,000 of which are reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 691,800 shares of Common Stock previously reported for the reporting person, which are held directly by Mr. Dove.
  2. The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust has acquired a total of 1,055,000 shares of Common Stock, of which 200,000 were acquired on March 22, 2016.
  3. Includes 527,500 shares of Common Stock, 100,000 of which are reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 721,800 shares of Common Stock, 30,000 of which are reported herein, which are held directly by Mr. Dove.