Filing Details

Accession Number:
0001209191-16-110146
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-23 11:01:36
Reporting Period:
2016-03-21
Filing Date:
2016-03-23
Accepted Time:
2016-03-23 11:01:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-21 1,600 $6.00 3,437,163 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-21 600 $5.97 3,437,763 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-21 200 $5.96 3,437,963 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-21 100 $5.95 3,438,063 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-22 1,476 $5.80 3,439,539 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-22 1,024 $5.78 3,440,563 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.