Filing Details
- Accession Number:
- 0001209191-16-110146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-23 11:01:36
- Reporting Period:
- 2016-03-21
- Filing Date:
- 2016-03-23
- Accepted Time:
- 2016-03-23 11:01:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tricadia Holdings, L.p. 780 Third Avenue 29Th Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-03-21 | 1,600 | $6.00 | 3,437,163 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-21 | 600 | $5.97 | 3,437,763 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-21 | 200 | $5.96 | 3,437,963 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-21 | 100 | $5.95 | 3,438,063 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-22 | 1,476 | $5.80 | 3,439,539 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-22 | 1,024 | $5.78 | 3,440,563 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.