Filing Details
- Accession Number:
- 0001144204-16-089643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-22 18:38:21
- Reporting Period:
- 2016-03-22
- Filing Date:
- 2016-03-22
- Accepted Time:
- 2016-03-22 18:38:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012477 | Flamel Technologies Sa | FLML | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1661781 | T. Phillandas Thompson | 33 Avenue Du Dr. Georges Levy Venissieux I0 69200 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Adss | Acquisiton | 2016-03-22 | 10,000 | $11.10 | 20,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Adss | Stock Option (right to buy) | $7.36 | 2023-12-12 | 100,000 | 100,000 | Direct | |
| Adss | Stock Option (right to buy) | $16.30 | 2024-12-11 | 95,000 | 95,000 | Direct | |
| Adss | Stock Option (right to buy) | $14.35 | 2025-12-10 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-12-12 | 100,000 | 100,000 | Direct |
| 2024-12-11 | 95,000 | 95,000 | Direct |
| 2025-12-10 | 100,000 | 100,000 | Direct |
Footnotes
- The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts.
- 10,000 are Restricted ADSs granted under the issuer's "Free Shares" award program on 12/11/2014. All of such 10,000 restricted ADSs will vest and be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on that date.
- Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/12/2013 grant date.
- Options become exercisable as to 23,750 ADSs on each of the first four anniversaries after the 12/11/2014 grant date.
- Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
Billionaire Hedge Funds
