Filing Details
- Accession Number:
- 0001444363-16-000194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-22 17:00:37
- Reporting Period:
- 2016-03-18
- Filing Date:
- 2016-03-22
- Accepted Time:
- 2016-03-22 17:00:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1444363 | Gain Capital Holdings Inc. | GCAP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195725 | Peter Quick | C/O Gain Capital Holdings, Inc. 135 Us Hwy 202/206 Bedminster NJ 07921 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-18 | 30,000 | $7.02 | 109,525 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-03-18 | 10,000 | $7.02 | 10,000 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2016-03-18 | 20,000 | $7.02 | 20,000 | No | 4 | P | Indirect | By Family LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By Family LLC |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.14, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
