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Filing Details

Accession Number:: 0001217454-16-000004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-22 15:09:54
Reporting Period:: 2016-03-18

Filing Date:: 2016-03-22
Accepted Time:: 2016-03-22 15:09:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647509	Forest City Realty Trust Inc.	FCEA/FCEB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217454	J David Larue	50 Public Square, Suite 1100 Cleveland OH 44113	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-03-18	109	$20.83	14,327	No	4	A	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-03-18	253	$20.83	33,151	No	4	A	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-03-18	36	$20.83	4,736	No	4	A	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-03-18	36	$20.83	4,736	No	4	A	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-03-18	36	$20.83	4,736	No	4	A	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-03-21	4,200	$21.24	10,860	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-03-21	200	$21.24	11,060	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-03-21	5,600	$21.25	16,660	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-03-18	14	$20.83	1,814	No	4	A	Direct
Class A Common Stock	Acquisiton	2016-03-18	51	$20.83	6,726	No	4	A	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-03-18	30	$20.83	3,930	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Indirect	See footnote
No	4	A	Indirect	See footnote
No	4	A	Indirect	See footnote
No	4	A	Indirect	See footnote
No	4	A	Indirect	See footnote
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	A	Direct
No	4	A	Indirect	See footnote
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	32,900	Direct
Class A Common Stock	189,083	Direct
Class A Common Stock	31,502	Indirect	401k Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	1,435	1,435	Indirect
Class A Common	2006 Stock Option Grant (right to buy)	$46.37	2008-04-04	2016-04-04	25,200	25,200	Direct
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	25,200	25,200	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	28,059	28,059	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	14,030	14,030	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2012-04-14	2020-04-14	36,035	36,035	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	64,277	64,277	Direct
Class A Common	2012 Stock Option Grant (right to buy)	$14.74	2014-04-11	2022-04-11	77,945	77,945	Direct
Class A Common	2013 Stock Option Grant (right to buy)	$17.60	2015-04-08	2023-04-08	65,630	65,630	Direct
Class A Common	2014 Stock Option Grant (right to buy)	$18.73	2016-03-28	2024-03-28	62,090	62,090	Direct
Class A Common	2013 Performance Shares	$0.00	2016-12-31	1988-08-08	38,751	38,751	Direct
Class A Common	2014 Performance Shares	$0.00	2017-12-31	1988-08-08	38,441	38,441	Direct
Class A Common	2015 Performance Shares	$0.00	2017-12-31	1988-08-08	32,900	32,900	Direct
Class A Common	2015 Out Performance Shares	$0.00	2017-12-31	1988-08-08	50,000	50,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
1988-08-08	1,435	1,435	Indirect
2016-04-04	25,200	25,200	Direct
2017-03-29	25,200	25,200	Direct
2018-06-18	28,059	28,059	Direct
2019-04-21	14,030	14,030	Direct
2020-04-14	36,035	36,035	Direct
2021-04-13	64,277	64,277	Direct
2022-04-11	77,945	77,945	Direct
2023-04-08	65,630	65,630	Direct
2024-03-28	62,090	62,090	Direct
1988-08-08	38,751	38,751	Direct
1988-08-08	38,441	38,441	Direct
1988-08-08	32,900	32,900	Direct
1988-08-08	50,000	50,000	Direct

Footnotes

David J. LaRue Trust.
David LaRue Family Trust
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Tessa LaRue, daughter,
Shares are held in street account.
Shares held by David LaRue - Roth IRA
Shares are held by Cindy LaRue (spouse) in street account.
Shares are held by David LaRue & Cindy LaRue Trust account.
Shares are held by transfer agent in a direct registration account.
FCE's 401k Plan account, shares are held indirect.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date.
Acquistions are the reporting of dividend re-investments.