Filing Details
- Accession Number:
- 0001140361-16-058669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-22 11:19:11
- Reporting Period:
- 2016-03-18
- Filing Date:
- 2016-03-22
- Accepted Time:
- 2016-03-22 11:19:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659553 | M John Desmarais | 230 Park Avenue New York NY 10169 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-18 | 250,000 | $4.00 | 375,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2016-03-18 | 250,000 | $0.00 | 250,000 | $5.00 |
| Common Stock | Warrant | Acquisiton | 2016-03-18 | 444,444 | $0.00 | 444,444 | $4.50 |
| Common Stock | Warrant | Acquisiton | 2016-03-18 | 400,000 | $0.00 | 400,000 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2016-03-18 | 2021-03-18 | No | 4 | P | Direct |
| 444,444 | 2016-03-18 | 2016-11-18 | No | 4 | P | Direct |
| 400,000 | 2016-03-18 | 2017-03-18 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $4.40 | 2025-12-01 | 15,000 | 15,000 | Direct | |
| Common Stock | Warrant | $5.00 | 2015-12-17 | 2020-11-17 | 125,000 | 125,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-12-01 | 15,000 | 15,000 | Direct |
| 2020-11-17 | 125,000 | 125,000 | Direct |
Footnotes
- The option vests to the extent of 5,000 shares on each of December 1, 2016, 2017 and 2018.
Billionaire Hedge Funds
