Filing Details
- Accession Number:
- 0001209191-16-109869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-22 07:19:11
- Reporting Period:
- 2016-03-18
- Filing Date:
- 2016-03-22
- Accepted Time:
- 2016-03-22 07:19:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311538 | Castle Brands Inc | ROX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188554 | Mark Andrews | C/O Castle Brands Inc. 122 East 42Nd St, Suite 5000 New York NY 10168 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-17 | 10,000 | $0.00 | 2,857,659 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2016-03-18 | 10,000 | $0.88 | 2,867,659 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 711,684 | Indirect | Held By IRA |
Common Stock | 1,183,079 | Indirect | By Knappogue Corp. |
Footnotes
- Includes shares of Common Stock held jointly with the reporting person's spouse.
- The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.