Filing Details
- Accession Number:
- 0001144204-16-089235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-21 17:00:37
- Reporting Period:
- 2016-03-17
- Filing Date:
- 2016-03-21
- Accepted Time:
- 2016-03-21 17:00:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297989 | Exlservice Holdings Inc. | EXLS | Services-Business Services, Nec (7389) | 820572194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373630 | Rohit Kapoor | 280 Park Avenue New York NY 10017 | Ceo & Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-03-17 | 30,000 | $11.88 | 326,185 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2016-03-17 | 30,000 | $49.50 | 296,185 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2016-03-17 | 30,000 | $0.00 | 30,000 | $11.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,283 | 2016-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 40,219 | Indirect | See Footnote |
| Common Stock, Par Value $0.001 Per Share | 333,185 | Indirect | See Footnote |
| Common Stock, Par Value $0.001 Per Share | 177,134 | Indirect | See Footnote |
| Common Stock, Par Value $0.001 Per Share | 84,000 | Indirect | See Footnote |
| Common Stock, Par Value $0.001 Per Share | 84,000 | Indirect | See Footnote |
Footnotes
- On March 17, 2016 the reporting person exercised previously issued options to purchase an aggregate of 30,000 shares of common stock of ExlService Holdings, Inc.
- This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- Owned by Rohit Kapoor.
- Owned by the Rohit Kapoor 2013 Grantor Retained Annuity Trust.
- Owned by the Rohit Kapoor 2012 Family Trust.
- Owned by the Rohit Kapoor 2005 Grantor Retained Annuity Trust.
- Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
- Owned by the Shikha Kapoor 2005 Family Trust.
- 18,283 of these options were fully vested and exercisable.
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