Filing Details

Accession Number:
0001127602-16-047041
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-21 16:33:51
Reporting Period:
2016-03-18
Filing Date:
2016-03-21
Accepted Time:
2016-03-21 16:33:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
906107 Equity Residential EQR Real Estate Investment Trusts (6798) 363877868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219726 J David Neithercut Two North Riverside Plaza, Suite 400
Chicago IL 60606
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2016-03-18 77,700 $20.60 80,574 No 4 M Indirect Family Limited Partnership
Common Shares Of Beneficial Interest Disposition 2016-03-18 77,700 $74.52 2,874 No 4 S Indirect Family Limited Partnership
Common Shares Of Beneficial Interest Acquisiton 2016-03-18 22,300 $20.60 25,174 No 4 M Indirect Family Limited Partnership
Common Shares Of Beneficial Interest Disposition 2016-03-18 22,300 $75.26 2,874 No 4 S Indirect Family Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Family Limited Partnership
No 4 S Indirect Family Limited Partnership
No 4 M Indirect Family Limited Partnership
No 4 S Indirect Family Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Disposition 2016-03-18 77,700 $0.00 77,700 $20.60
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Disposition 2016-03-18 22,300 $0.00 22,300 $20.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
303,475 2019-02-06 No 4 M Indirect
281,175 2019-02-06 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Interest 2,922 Indirect 401(k) Plan
Common Shares Of Beneficial Interest 32,148 Indirect Grantor Trust (fbo daughter)
Common Shares Of Beneficial Interest 32,148 Indirect Grantor Trust (fbo son)
Common Shares Of Beneficial Interest 39,004 Indirect Trust (fbo wife)
Common Shares Of Beneficial Interest 1,802 Indirect Trust (fbo wife)
Common Shares Of Beneficial Interest 40,000 Indirect Trust (fbo Wife)
Footnotes
  1. Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
  2. The price represents the weighted average price of the shares sold. The shares were sold within a range of $74.50 to $74.56. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The price represents the weighted average price of the shares sold. The shares were sold within a range of $75.01 to $75.38. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through March 10, 2016.
  5. Represents shares beneficially owned by a trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  6. Represents shares beneficially owned by a trust for the benefit of the reporting person's son. The reporting person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  7. Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
  8. Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  9. Represents options which vested in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.