Filing Details
- Accession Number:
- 0001209191-16-109761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-21 16:31:02
- Reporting Period:
- 2016-03-17
- Filing Date:
- 2016-03-21
- Accepted Time:
- 2016-03-21 16:31:02
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256992 | A Catherine Lesjak | 1501 Page Mill Rd Palo Alto CA 94304 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-17 | 18,580 | $6.40 | 99,553 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-17 | 18,580 | $11.96 | 80,973 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-18 | 305,730 | $6.40 | 386,703 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-18 | 305,730 | $11.96 | 80,973 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-17 | 18,580 | $0.00 | 18,580 | $6.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-18 | 305,730 | $0.00 | 305,730 | $6.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 643,306 | 2015-09-17 | 2016-12-05 | No | 4 | M | Direct |
| 337,576 | 2015-09-17 | 2016-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 29,549 | Indirect | By Joint Account with Spouse |
| Common Stock | 306 | Indirect | By Spouse |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/15.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- On 07/29/15 the Issuer announced approved amendments to certain outstanding long-term incentive awards that were originally scheduled to vest between 09/18/15 and 12/31/15, to provide for the accelerated vesting on 09/17/15.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
Billionaire Hedge Funds
