Filing Details
- Accession Number:
- 0001638599-16-000754
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-21 14:37:08
- Reporting Period:
- 2016-03-17
- Filing Date:
- 2016-03-21
- Accepted Time:
- 2016-03-21 14:37:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487428 | Horizon Technology Finance Corp | HRZN | () | 272114934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503747 | A. Gerald Michaud | 312 Farmington Avenue Farmington CT 06032 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-17 | 1,700 | $11.71 | 49,171 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-03-21 | 260 | $11.43 | 260 | No | 4 | P | Indirect | Owned by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Owned by Spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.70 to $11.7099, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.