Filing Details
- Accession Number:
- 0001144204-16-089106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-21 12:44:36
- Reporting Period:
- 2016-03-18
- Filing Date:
- 2016-03-21
- Accepted Time:
- 2016-03-21 12:44:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012477 | Flamel Technologies Sa | FLML | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1600771 | L Sandra Hatten | 33, Avenue Du Docteur Georges Levy Venissieux I0 69693 | Sr. Vp, Quality & Reg Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Adss | Acquisiton | 2016-03-18 | 3,000 | $11.01 | 3,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Adss | Stock Option (right to buy) | $21.67 | 2025-06-26 | 100,000 | 100,000 | Direct | |
Adss | Stock Option (right to buy) | $14.35 | 2025-12-10 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-06-26 | 100,000 | 100,000 | Direct |
2025-12-10 | 50,000 | 50,000 | Direct |
Footnotes
- The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts.
- Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 06/26/2015 grant date.
- Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.