Filing Details
- Accession Number:
- 0001209191-16-109645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-21 10:30:47
- Reporting Period:
- 2016-03-17
- Filing Date:
- 2016-03-21
- Accepted Time:
- 2016-03-21 10:30:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tricadia Holdings, L.p. 780 Third Avenue 29Th Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-03-17 | 1,300 | $5.90 | 3,431,863 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-17 | 800 | $5.84 | 3,432,663 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-17 | 400 | $5.88 | 3,433,063 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-18 | 1,131 | $5.99 | 3,434,194 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-18 | 1,104 | $5.94 | 3,435,298 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-18 | 150 | $5.91 | 3,435,448 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-18 | 78 | $5.97 | 3,435,526 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-03-18 | 37 | $6.00 | 3,435,563 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.