Filing Details

Accession Number:
0001209191-16-109645
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-21 10:30:47
Reporting Period:
2016-03-17
Filing Date:
2016-03-21
Accepted Time:
2016-03-21 10:30:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-17 1,300 $5.90 3,431,863 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-17 800 $5.84 3,432,663 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-17 400 $5.88 3,433,063 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-18 1,131 $5.99 3,434,194 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-18 1,104 $5.94 3,435,298 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-18 150 $5.91 3,435,448 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-18 78 $5.97 3,435,526 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-18 37 $6.00 3,435,563 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.