Filing Details
- Accession Number:
- 0001144204-16-089038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-21 06:13:49
- Reporting Period:
- 2015-12-29
- Filing Date:
- 2016-03-21
- Accepted Time:
- 2016-03-21 06:13:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1081745 | Intellinetics Inc. | INLX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024533 | N Michael Taglich | 275 Madison Avenue, #1618 New York NY 10016 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-29 | 50,000 | $0.00 | 290,936 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2015-12-29 | 50,000 | $0.00 | 340,936 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2015-12-29 | 50,000 | $0.00 | 390,936 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2015-12-29 | 50,000 | $0.00 | 440,936 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2015-12-31 | 2,340,230 | $1,019,985.00 | 2,781,166 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2015-01-25 | 25,198 | $0.00 | 2,806,364 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | See FN |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2015-12-29 | 25,000 | $0.00 | 25,000 | $0.65 |
Common Stock | Warrant | Acquisiton | 2015-12-29 | 25,000 | $0.00 | 25,000 | $0.65 |
Common Stock | Warrant | Acquisiton | 2015-12-29 | 25,000 | $0.00 | 25,000 | $0.65 |
Common Stock | Warrant | Acquisiton | 2015-12-29 | 25,000 | $0.00 | 25,000 | $0.65 |
Common Stock | Convertible Note | Disposition | 2015-12-31 | 1,019,985 | $1,019,985.00 | 2,340,230 | $0.00 |
Common Stock | Warrant | Acquisiton | 2015-12-31 | 849,987 | $0.00 | 849,987 | $0.65 |
Common Stock | Warrant | Acquisiton | 2016-01-25 | 12,599 | $0.00 | 12,599 | $0.65 |
Common Stock | Warrant | Acquisiton | 2016-01-27 | 208,112 | $0.00 | 208,112 | $0.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,020,983 | 2015-12-29 | 2020-12-28 | No | 4 | P | Indirect |
2,045,983 | 2015-12-29 | 2020-12-28 | No | 4 | P | Indirect |
2,070,983 | 2015-12-29 | 2020-12-28 | No | 4 | P | Indirect |
2,070,983 | 2015-12-29 | 2020-12-28 | No | 4 | P | Indirect |
154,464 | No | 4 | C | Direct | ||
1,004,451 | 2015-12-31 | 2020-12-30 | No | 4 | C | Direct |
1,017,050 | 2015-01-25 | 2021-01-24 | No | 4 | P | Direct |
1,225,162 | 2016-01-27 | 2020-12-28 | No | 4 | J | Direct |
Footnotes
- Units consisting of 2 shares and 1 warrant were purchased for $1.20 each.
- Held by Michael Taglich C/F Hope Taglich UGMA
- Held by Michael Taglich Cust. for Lucy Taglich UTMA NY
- Held by Michael Taglich Custodian FBO Amanda Taglich UTMA NY Until Age 21
- Held by Michael Taglich Custodian FBO Stella Taglich UTMA NY Until Age 21
- Convertible notes were converted into equity and warrants as part of a note exchange offering. Each outstanding convertible note was converted into common stock at its conversion price, and each noteholder exercising notes also received warrants to purchase common stock in an amount equal to 50% of the total principal and interest converted, divided by 0.6.
- N/A
- Transaction Code J - Placement Agent warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the Company, as part of a private placement of equity conducted by the Company in December 2015 and January 2016.