Filing Details
- Accession Number:
- 0001045810-16-000215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-18 20:01:01
- Reporting Period:
- 2016-03-16
- Filing Date:
- 2016-03-18
- Accepted Time:
- 2016-03-18 20:01:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1045810 | Nvidia Corp | NVDA | Semiconductors & Related Devices (3674) | 943177549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1347842 | K Ajay Puri | C/O Nvidia Corporation 2701 San Tomas Expressway Santa Clara CA 95050 | Evp, Worldwide Field Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-16 | 20,000 | $0.00 | 498,566 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2016-03-16 | 115,000 | $0.00 | 613,566 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2016-03-16 | 12,000 | $0.00 | 626,725 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-03-16 | 32,974 | $33.10 | 593,751 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-03-17 | 38,592 | $10.56 | 632,343 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-03-17 | 56,250 | $14.46 | 688,593 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-17 | 94,842 | $32.90 | 593,751 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-17 | 38,592 | $0.00 | 38,592 | $10.56 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-17 | 56,250 | $0.00 | 56,250 | $14.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-09-14 | No | 4 | M | Direct | |
0 | 2022-03-20 | No | 4 | M | Direct |
Footnotes
- The restricted stock unit shall vest as to 25% of the shares on March 15, 2017 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.
- The shares represent restricted stock units that were received as an award, for no consideration.
- Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 29, 2017. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 57,500 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 15, 2017 and as to 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.
- Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from February 1, 2016 through January 27, 2019. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 6,000 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 20, 2019, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.
- Includes 1,159 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 29, 2016 and 71,650 shares issued upon the vesting of restricted stock units previously reported on a Form 4.
- Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.
- Represents weighted average sales price. The shares were sold at prices ranging from $32.80 to $32.995. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.