Filing Details
- Accession Number:
- 0001179110-16-021960
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-18 19:22:43
- Reporting Period:
- 2016-03-16
- Filing Date:
- 2016-03-18
- Accepted Time:
- 2016-03-18 19:22:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1346830 | Cara Therapeutics Inc. | CARA | () | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
943431 | Joshua Ruch | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1082907 | Habib Kairouz | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1120545 | Mark Leschly | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1325385 | Rho Capital Partners Llc | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1419636 | Rho Ventures Vi Lp | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1478944 | Rmv Vi, L.l.c. | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-16 | 152,273 | $4.78 | 2,820,330 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-03-17 | 247,727 | $4.93 | 3,068,057 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- These securities are owned directly by Rho Ventures VI, L.P. ("RV VI"). RMV VI, L.L.C. ("RMV") is the general partner of RV VI and Rho Capital Partners LLC ("RCP") is the managing member of RMV. Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV VI. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its respective pecuniary interest therein.