Filing Details
- Accession Number:
- 0001028734-16-000182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-18 17:24:24
- Reporting Period:
- 2016-03-17
- Filing Date:
- 2016-03-18
- Accepted Time:
- 2016-03-18 17:24:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201134 | C Jonathan Lorenz | 821 17Th Street Denver CO 80202 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-17 | 6,000 | $6.62 | 387,082 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-17 | 4,368 | $11.40 | 382,714 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-17 | 150 | $6.00 | 382,864 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-17 | 104 | $11.40 | 382,760 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-03-17 | 150 | $0.00 | 150 | $6.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-03-17 | 6,000 | $0.00 | 6,000 | $6.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-07-20 | 2018-07-20 | No | 4 | M | Direct |
| 0 | 2009-05-20 | 2016-05-20 | No | 4 | M | Direct |
Footnotes
- Stock option expiration date accelerated to three months following retirement date of 12/31/15.
Billionaire Hedge Funds
