Filing Details
- Accession Number:
- 0001140361-16-058430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-18 17:13:19
- Reporting Period:
- 2016-03-17
- Filing Date:
- 2016-03-18
- Accepted Time:
- 2016-03-18 17:13:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241405 | Hugo David Anderson | 220 Nw Second Avenue Portland OR 97209 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-17 | 7,000 | $44.48 | 61,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-17 | 6,362 | $52.26 | 54,697 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-17 | 8,000 | $41.15 | 62,697 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-17 | 6,945 | $52.26 | 55,752 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option to Buy | Disposition | 2016-03-17 | 7,000 | $0.00 | 7,000 | $44.48 |
| Common Stock | Employee Stock Option to Buy (Common Stock) | Disposition | 2016-03-17 | 8,000 | $0.00 | 8,000 | $41.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-28 | No | 4 | M | Direct | |
| 0 | 2019-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 919 | Indirect | See Footnote |
| Common Stock | 8,248 | Indirect | See Footnote |
Footnotes
- Reporting person exercised options to purchase a total of 15,000 shares, 7,000 shares at $44.48 each, and 8,000 shares at $41.15 each. Reporting person then sold an aggregate of 13,307 of those shares, at prices ranging from $52.11 to $52.48, resulting in an average price of $52.2638, to generate the proceeds required to purchase the remaining 1,693 shares of the Company common stock under the options. Northwest Natural Gas Company will provide upon request by the Commission staff or a security holder of the issuer full information regarding the number of shares purchased or sold at each separate price.
- Shares have been credited to reporting person's account under the issuer's Retirement K Savings Plan as of February 29, 2016.
- Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- The option vested in four equal installments on February 21, 2008, and January 1, 2009, 2010, and 2011.
- The option vested in four equal installments on February 25, 2010, and January 1, 2011, 2012, and 2013.
Billionaire Hedge Funds
