Filing Details
- Accession Number:
- 0001218326-16-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-18 17:03:04
- Reporting Period:
- 2016-03-17
- Filing Date:
- 2016-03-18
- Accepted Time:
- 2016-03-18 17:03:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-03-17 | 125,000 | $19.52 | 802,173 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-03-17 | 125,000 | $13.60 | 927,173 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-17 | 87,063 | $19.53 | 840,110 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-03-17 | 14,253 | $19.53 | 825,857 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-03-17 | 23,684 | $19.53 | 802,173 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-03-17 | 125,000 | $0.00 | 125,000 | $13.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
875,000 | 2011-09-30 | 2016-11-04 | No | 4 | M | Direct |
Footnotes
- These shares were withheld by the Company to cover the strike price and tax liability due upon the exercise of stock options.