Filing Details
- Accession Number:
- 0001213184-16-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-17 21:43:32
- Reporting Period:
- 2016-03-16
- Filing Date:
- 2016-03-17
- Accepted Time:
- 2016-03-17 21:43:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393565 | J David Allen | 1791 Deere Avenue Irvine CA 92606 | Svp & Gm, Lasers Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-16 | 27,510 | $4.18 | 98,216 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-16 | 5,022 | $22.90 | 93,194 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-03-17 | 8,460 | $22.91 | 84,734 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock-settled stock appreciation right | Disposition | 2016-03-16 | 27,510 | $0.00 | 27,510 | $4.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-20 | No | 4 | M | Direct |
Footnotes
- Includes an aggregate of 203 shares acquired through the issuer's Employee Stock Purchase Plan on June 30, 2015 and December 31, 2015.
- Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right).
- Shares were sold to satisfy the reporting person's tax withholding obligation upon the exercise of a stock appreciation right.
- Reflects the weighted-average sale price for an aggregate of 8,460 shares sold in multiple transactions at prices ranging from $22.90 to $22.95 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Stock appreciation right became fully vested on March 20, 2012.
Billionaire Hedge Funds
