Filing Details

Accession Number:
0001575602-16-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-17 16:38:46
Reporting Period:
2015-06-12
Filing Date:
2016-03-17
Accepted Time:
2016-03-17 16:38:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575602 J. James Dolan One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-12 20,000 $0.00 105,000 No 4 G Direct
Common Stock Disposition 2016-03-15 868 $12.52 104,132 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,125 Direct
Common Stock 3,200 Indirect Owned by spouse
Common Stock 2,500 Indirect Charles Scwab and Co, Inc., Custodian of James J Dolan Roth Contributory IRA
Footnotes
  1. Shares held jointly of record by the Reporting Person and his spouse.
  2. The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.50 to $12.5504, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.