Filing Details
- Accession Number:
- 0001209191-16-109051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-17 13:13:16
- Reporting Period:
- 2016-03-15
- Filing Date:
- 2016-03-17
- Accepted Time:
- 2016-03-17 13:13:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tricadia Holdings, L.p. 780 Third Avenue 29Th Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-03-15 | 800 | $5.78 | 3,426,363 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-15 | 400 | $5.80 | 3,426,763 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-15 | 400 | $5.82 | 3,427,163 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-15 | 300 | $5.85 | 3,427,463 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-15 | 288 | $5.83 | 3,427,751 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-15 | 200 | $5.84 | 3,427,951 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-15 | 100 | $5.70 | 3,428,051 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-15 | 12 | $5.77 | 3,428,063 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-16 | 2,000 | $5.70 | 3,430,063 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-16 | 300 | $5.68 | 3,430,363 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-03-16 | 200 | $5.64 | 3,430,563 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct | |
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| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
Billionaire Hedge Funds
