Filing Details
- Accession Number:
- 0001638599-16-000746
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-17 09:52:49
- Reporting Period:
- 2016-03-16
- Filing Date:
- 2016-03-17
- Accepted Time:
- 2016-03-17 09:52:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487428 | Horizon Technology Finance Corp | HRZN | () | 272114934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503748 | Jr. D. Robert Pomeroy | 312 Farmington Avenue Farmington CT 06032 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-16 | 2,000 | $11.50 | 54,577 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,015 | Indirect | As custodian for grandchildren |