Home > Insider Trading > Filing (0001213184-16-000060)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
225263	Newport Corp	NEWP	Laboratory Apparatus & Furniture (3821)	940849175

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1213183	F Charles Cargile	1791 Deere Avenue Irvine CA 92606	Svp, Cfo And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-03-14	41,700	$4.18	153,619	No	4	M	Direct
Common Stock	Disposition	2016-03-14	7,629	$22.85	145,990	No	4	D	Direct
Common Stock	Disposition	2016-03-15	12,850	$22.91	133,140	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock-settled stock appreciation right	Disposition	2016-03-14	41,700	$0.00	41,700	$4.18

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2016-03-20	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,000	Indirect	Held in family trust

Footnotes

Includes 114 shares acquired through the issuer's Employee Stock Purchase Plan on September 30, 2015.
Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right).
Shares were sold to satisfy the reporting person's tax withholding obligation upon the exercise of a stock appreciation right.
Reflects the weighted-average sale price for an aggregate of 12,850 shares sold in multiple transactions at prices ranging from $22.87 to $22.95 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares are held by reporting person and his spouse as trustees of a family trust.
Stock appreciation right became fully vested on March 20, 2012.