Home > Insider Trading > Filing (0001562180-16-001988)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1412043	Opower Inc.	OPWR	Services-Prepackaged Software (7372)	260542549

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1601523	Jeremy Kirsch	C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201	Evp And Gm, Worldwide Sales	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-03-14	31,816	$0.05	546,142	No	4	M	Direct
Common Stock	Disposition	2016-03-14	31,816	$6.39	514,326	No	4	S	Direct
Common Stock	Acquisiton	2016-03-15	9,985	$0.05	524,311	No	4	M	Direct
Common Stock	Disposition	2016-03-15	9,985	$6.20	514,326	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to buy)	Disposition	2016-03-14	31,816	$0.00	31,816	$0.05
Common Stock	Stock Option (Right to buy)	Disposition	2016-03-15	9,985	$0.00	9,985	$0.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
431,985		2018-07-26	No	4	M	Direct
422,000		2018-07-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30,648	Indirect	See Footnote

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2015.
This sale price represents the weighted average sale price of the shares sold ranging from $6.22 to $6.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
This sale price represents the weighted average sale price of the shares sold ranging from $6.07 to $6.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Shares held by The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust.
The option is fully vested and exercisable. 12.5% of the shares vested January 14, 2009, 21.875% of the shares vested on July 14, 2009, and the remaining shares vested in equal monthly installments over the following three years.