Filing Details
- Accession Number:
- 0001649338-16-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-16 18:29:27
- Reporting Period:
- 2016-03-14
- Filing Date:
- 2016-03-16
- Accepted Time:
- 2016-03-16 18:29:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1649338 | Broadcom Ltd | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608425 | B Charlie Kawwas | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | Svp & Chief Sales Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Acquisiton | 2016-03-14 | 10,000 | $71.86 | 94,926 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Acquisiton | 2016-03-14 | 3,879 | $48.18 | 98,805 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Acquisiton | 2016-03-14 | 3,669 | $38.92 | 102,474 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Acquisiton | 2016-03-14 | 2,832 | $62.63 | 105,306 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2016-03-14 | 28,455 | $147.68 | 76,851 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2016-03-14 | 10,000 | $0.00 | 10,000 | $71.86 |
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2016-03-14 | 3,879 | $0.00 | 3,879 | $48.18 |
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2016-03-14 | 3,669 | $0.00 | 3,669 | $38.92 |
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2016-03-14 | 2,832 | $0.00 | 2,832 | $62.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,000 | 2021-06-09 | No | 4 | M | Direct | |
| 0 | 2019-03-01 | No | 4 | M | Direct | |
| 3,668 | 2020-03-01 | No | 4 | M | Direct | |
| 5,662 | 2021-03-01 | No | 4 | M | Direct |
Footnotes
- Includes 76,851 Restricted Share Units.
- Transaction executed in multiple trades at prices ranging from $147.24 to $147.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on June 10, 2018. The exercisability requirements of the Option have been met.
- The option is fully vested and exercisable.
- The option vests over 3 years, with one-third vesting on March 1 of each of 2015, 2016, 2017, subject to the Reporting Person's continuing service on each vesting date.
- The option vests over 4 years, with one-fourth vesting on March 1 of each of 2015, 2016, 2017, 2018, subject to the Reporting Person's continuing service on each vesting date.
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