Filing Details
- Accession Number:
- 0001649338-16-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-16 18:25:20
- Reporting Period:
- 2016-03-14
- Filing Date:
- 2016-03-16
- Accepted Time:
- 2016-03-16 18:25:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1649338 | Broadcom Ltd | AVGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469468 | Bryan Ingram | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | Svp & Gm, Wireless Semicon Div | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Acquisiton | 2016-03-14 | 6,667 | $35.45 | 106,475 | No | 4 | M | Direct | |
Ordinary Shares, No Par Value | Acquisiton | 2016-03-14 | 20,000 | $62.02 | 126,475 | No | 4 | M | Direct | |
Ordinary Shares, No Par Value | Disposition | 2016-03-14 | 26,667 | $147.34 | 99,808 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2016-03-14 | 6,667 | $0.00 | 6,667 | $35.45 |
Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2016-03-14 | 20,000 | $0.00 | 20,000 | $62.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,333 | 2020-03-11 | No | 4 | M | Direct | |
172,000 | 2021-03-10 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 90,166 Restricted Share Units.
- Transaction executed in multiple trades at prices ranging from $147.15 to $147.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Plan"). The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on March 12, 2017. The exercisability requirements for the Option have been met.
- Option granted pursuant to the 2009 Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on March 11, 2018. The exercisability requirements for the Option have been met.