Filing Details
- Accession Number:
- 0001437749-16-027835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-16 16:42:47
- Reporting Period:
- 2016-03-14
- Filing Date:
- 2016-03-16
- Accepted Time:
- 2016-03-16 16:42:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183159 | G Donald Krantz | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Executive Vp And Tech. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-14 | 21,000 | $7.86 | 35,124 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-03-14 | 3,234 | $47.08 | 38,358 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-03-14 | 1,999 | $67.15 | 40,357 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-14 | 26,233 | $75.11 | 14,124 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-14 | 21,000 | $0.00 | 21,000 | $7.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-14 | 3,234 | $0.00 | 3,234 | $47.08 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-03-14 | 1,999 | $0.00 | 1,999 | $67.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-21 | No | 4 | M | Direct | |
| 6,468 | 2023-02-15 | No | 4 | M | Direct | |
| 7,996 | 2025-02-09 | No | 4 | M | Direct |
Footnotes
- Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2015.
- Reflects the weighted average price of 26,233 shares of common stock of Proto Labs, Inc. sold by the reporting person on March 14, 2016 with sale prices ranging from $75.00 to $75.28 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
- The option vests as to 20% of the shares in five annual installments beginning on February 15, 2014.
- The option vests as to 20% of the shares in five annual installments beginning on February 9, 2016.
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