Filing Details
- Accession Number:
- 0001209191-16-108799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-16 14:30:17
- Reporting Period:
- 2016-03-15
- Filing Date:
- 2016-03-16
- Accepted Time:
- 2016-03-16 14:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1525769 | Dave & Buster's Entertainment Inc. | PLAY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510399 | John Mulleady | 2481 Manana Drive Dallas TX 75220 | Svp, Re & Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-15 | 4,961 | $5.07 | 4,962 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-03-15 | 39 | $8.30 | 5,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-15 | 5,000 | $37.53 | 1 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-15 | 39 | $0.00 | 39 | $8.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-03-15 | 4,961 | $0.00 | 4,961 | $5.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,456 | 2015-05-03 | 2023-05-03 | No | 4 | M | Direct |
| 13,499 | 2015-04-16 | 2022-04-16 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $37.50 to $38.00, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The option vested in installments on May 3, 2014 and 2015 and on October 9, 2014. 40,497 options will vest in equal installments on May 3, 2016, 2017 and 2018.
- The option vested in installments on April 16, 2013, 2014, and 2015 and on October 9, 2014. 13,499 options will vest in installments on April 16, 2016 and 2017.
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