Filing Details

Accession Number:
0001127602-16-046481
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-16 14:20:28
Reporting Period:
2016-03-14
Filing Date:
2016-03-16
Accepted Time:
2016-03-16 14:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186033 David R Hoover Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-14 140,000 $21.85 257,633 No 4 M Direct
Common Stock Disposition 2016-03-14 88,800 $68.77 168,833 No 4 F Direct
Common Stock Acquisiton 2016-03-15 92,000 $21.85 260,833 No 4 M Direct
Common Stock Disposition 2016-03-15 58,509 $68.58 202,324 No 4 F Direct
Common Stock Acquisiton 2016-03-15 8,000 $21.85 210,324 No 4 M Direct
Common Stock Disposition 2016-03-15 1,500 $68.62 208,824 No 4 S Direct
Common Stock Disposition 2016-03-15 100 $68.59 208,724 No 4 S Direct
Common Stock Disposition 2016-03-15 200 $68.57 208,524 No 4 S Direct
Common Stock Disposition 2016-03-15 860 $68.51 207,664 No 4 S Direct
Common Stock Disposition 2016-03-15 1,600 $68.50 206,064 No 4 S Direct
Common Stock Disposition 2016-03-15 240 $68.39 205,824 No 4 S Direct
Common Stock Disposition 2016-03-15 1,000 $68.34 204,824 No 4 S Direct
Common Stock Disposition 2016-03-15 700 $68.33 204,124 No 4 S Direct
Common Stock Disposition 2016-03-15 1,800 $68.33 202,324 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights (sars) Disposition 2016-03-14 140,000 $0.00 140,000 $21.85
Common Stock Stock Appreciation Rights (sars) Disposition 2016-03-15 92,000 $0.00 92,000 $21.85
Common Stock Stock Option (iso) (Right to Buy) Disposition 2016-03-15 8,000 $0.00 8,000 $21.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
92,000 2007-04-26 2016-04-26 No 4 M Direct
0 2007-04-26 2016-04-26 No 4 M Direct
0 2007-04-26 2016-04-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Indirect 401(k) Plan
Common Stock 100,000 Indirect By GRAT
Common Stock 243,381 Indirect RDH Trust
Common Stock 32,605 Indirect SAH Trust
Footnotes
  1. Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
  2. Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
  3. Common stock acquired from the exercise of Incentive Stock Options (ISOs).
  4. Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  5. The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
  6. Exercise of Stock Appreciation Rights (SARs).
  7. Exercise of Incentive Stock Options (ISOs).