Filing Details
- Accession Number:
- 0001220966-16-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-15 16:30:19
- Reporting Period:
- 2016-03-14
- Filing Date:
- 2016-03-15
- Accepted Time:
- 2016-03-15 16:30:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220966 | Iii R James Gavin | One Baxter Parkway Deerfield IL 60015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2016-03-14 | 5,660 | $20.96 | 33,432 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2016-03-14 | 5,660 | $40.34 | 27,772 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2016-03-14 | 5,660 | $0.00 | 5,660 | $20.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-05-01 | 2016-05-09 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Gavin with respect to the stock options granted by Baxter International Inc. to Mr. Gavin on May 9, 2006.
- Price reflects weighted average sales price. Range of prices for transactions are $40.09 through $40.44. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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