Filing Details

Accession Number:
0001275283-16-000145
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-15 14:49:59
Reporting Period:
2016-03-11
Filing Date:
2016-03-15
Accepted Time:
2016-03-15 14:49:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275283 Reynolds American Inc RAI Cigarettes (2111) 200546644
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1379325 J Lisa Caldwell 401 N Main Street
Winston Salem NC 27101
Evp & Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-11 30,740 $51.17 52,095 No 4 S Direct
Common Stock Disposition 2016-03-11 752 $51.96 51,343 No 4 S Direct
Common Stock Disposition 2016-03-11 2,007 $51.19 0 No 4 S Indirect Owned by spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect Owned by spouse
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2015.
  2. The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $50.87 to $51.79, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $51.91 to $52.02, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on October 29, 2015.
  5. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.