Filing Details
- Accession Number:
- 0001039828-16-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-15 12:02:02
- Reporting Period:
- 2016-03-11
- Filing Date:
- 2016-03-15
- Accepted Time:
- 2016-03-15 12:02:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1260539 | M James Gerlach | 6000 Westown Parkway West Des Moines IA 50266 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-11 | 27,750 | $9.27 | 239,667 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-03-11 | 47,250 | $10.24 | 286,917 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-03-11 | 20,000 | $7.00 | 306,917 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-03-11 | 40,000 | $10.85 | 346,917 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-11 | 135,000 | $15.32 | 211,917 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options - Right to Buy | Disposition | 2016-03-11 | 27,750 | $0.00 | 27,750 | $9.27 |
| Common Stock | Options - Right to Buy | Disposition | 2016-03-11 | 47,250 | $0.00 | 47,250 | $10.24 |
| Common Stock | Options - Right to Buy | Disposition | 2016-03-11 | 20,000 | $0.00 | 20,000 | $7.00 |
| Common Stock | Options - Right to Buy | Disposition | 2016-03-11 | 40,000 | $0.00 | 40,000 | $10.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-11 | 2020-06-11 | No | 4 | M | Direct |
| 0 | 2013-03-15 | 2016-03-15 | No | 4 | M | Direct |
| 0 | 2012-05-08 | 2019-05-08 | No | 4 | M | Direct |
| 0 | 2011-06-11 | 2018-06-11 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $15.23 to $15.515. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Billionaire Hedge Funds
