Filing Details
- Accession Number:
- 0001179110-16-021672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-15 11:08:29
- Reporting Period:
- 2016-03-14
- Filing Date:
- 2016-03-15
- Accepted Time:
- 2016-03-15 11:08:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380936 | Guggenheim Strategic Opportunities Fund | GOF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298064 | C Randall Barnes | 227 W. Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-14 | 2,000 | $16.13 | 7,498 | No | 4 | P | Indirect | Deborah Barnes Roth IRA (Wife) |
| Common Stock | Acquisiton | 2016-03-14 | 4,000 | $16.15 | 15,395 | No | 4 | P | Indirect | Dean Barnes Roth IRA (Father) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Deborah Barnes Roth IRA (Wife) |
| No | 4 | P | Indirect | Dean Barnes Roth IRA (Father) |
Billionaire Hedge Funds
