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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1272550	Root9B Technologies Inc.	RTNB	Services-Management Consulting Services (8742)	200443575

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1633423	William Daniel Wachtler	4521 Sharon Road #300 Charlotte NC 28211		Yes	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-10	230,273	$1.10	6,229,293	No	4	P	Indirect	DWW Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	DWW Family Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001	Warrant	Acquisiton	2016-03-10	230,273	$0.00	230,273	$1.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
230,273	2016-03-10	2021-03-10	No	4	P	Indirect

Footnotes

DWW Family Trust has completed a Securities Purchase Agreement with the Company, in which DWW Family Trust has purchased 230,273 shares of common stock at $1.10 per share. Additionally, DWW family Trust was provided 100% warrant coverage, the right to buy 230,273 shares of common stock at a Warrant Exercise Price of $1.10 per share.
Pursuant to the terms of the Amended and Restated Securities Purchase Agreement dated March 10, 2016, DWW Family Trust is provided warrant coverage of 100% on 230,273 shares of common stock and thus 230,273 warrants, which replaced the 56,818 warrants issued on November 5, 2015. Additionally, the warrant exercise price was revised to $1.10 from the original exercise price of $1.50.
As a result of this purchase, 230,273 shares of common stock and warrants with the right to purchase 230,273 shares of common stock are held by DWW Family Trust, which is indirectly owned and controlled by Dan Wachtler, who is therefore deemed the indirect beneficial owner. Dan Wachtler directly owns 5,999,020 shares of common stock.