Filing Details
- Accession Number:
- 0001571049-16-013018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-14 18:09:02
- Reporting Period:
- 2016-03-10
- Filing Date:
- 2016-03-14
- Accepted Time:
- 2016-03-14 18:09:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1513761 | Norwegian Cruise Line Holdings Ltd. | NCLH | Water Transportation (4400) | 980691007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566517 | S Daniel Farkas | 7665 Corporate Center Drive Miami FL 33126 | Svp Gen. Counsel & Asst. Sec'y | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-10 | 18,770 | $19.00 | 87,941 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-10 | 18,770 | $47.60 | 69,171 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-11 | 6,300 | $19.00 | 75,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-11 | 20,300 | $47.56 | 55,171 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-03-10 | 18,770 | $0.00 | 18,770 | $19.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-03-11 | 6,300 | $0.00 | 6,300 | $19.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,659 | 2020-01-17 | No | 4 | M | Direct | |
| 1,359 | 2020-01-17 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.67, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.79, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- 680 of the total options were vested as of 09/04/15, 1,707 of the total options were vested as of 09/15/15, 9,826 of the total options vested based on performance conditions as of 3/18/14, and 6,557 of the total options vested based on performance conditions as of 8/13/15.
- 6,300 of the total options were vested based on a performance condition as of 8/13/15.
Billionaire Hedge Funds
