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Home > Insider Trading > Filing (0001209191-16-108139)

Filing Details

Accession Number:: 0001209191-16-108139
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-14 16:39:57
Reporting Period:: 2016-03-14

Filing Date:: 2016-03-14
Accepted Time:: 2016-03-14 16:39:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015155	Charles & Colvard Ltd	CTHR	Jewelry, Silverware & Plated Ware (3910)	561928817

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182567	I Neal Goldman	C/O Charles &Amp; Colvard, Ltd. 170 Southport Drive Morrisville NC 27560		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-14	1,620	$1.10	167,407	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	70,000	Indirect	By Neal Goldman IRA
Common Stock	250,000	Indirect	By Goldman Partners, LP

Footnotes

Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.