Filing Details
- Accession Number:
- 0001140361-16-057628
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-14 16:18:03
- Reporting Period:
- 2016-03-10
- Filing Date:
- 2016-03-14
- Accepted Time:
- 2016-03-14 16:18:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069996 | Federated National Holding Co | FNHC | Fire, Marine & Casualty Insurance (6331) | 650248866 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186092 | Carl Dorf | 14050 N.w. 14 Street Suite 180 Sunrise FL 33323 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-03-10 | 3,653 | $0.00 | 28,879 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-03-11 | 1,197 | $19.31 | 27,682 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 63,491 | Indirect | Held by Dorf Trust |
| Common Stock, Par Value $0.01 Per Share | 59,624 | Indirect | Held by Carl Dorf Rollover IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | $2.45 | 2012-08-22 | 2021-08-22 | 10,000 | 10,000 | Direct |
| Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | $4.40 | 2013-04-06 | 2022-04-06 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-08-22 | 10,000 | 10,000 | Direct |
| 2022-04-06 | 15,000 | 15,000 | Direct |
Footnotes
- Restricted stock award pursuant to the Issuer's 2012 Stock Incentive Plan.
- 2,380 restricted shares vested on 3/4/2016 and 695 restricted shares vested on 3/10/2015; therefore resulting from the vesting of 3,075 restricted shares and the grant of 3,653 restricted shares on 3/10/2016, a total of 14,089 of the Reporting Person's shares are subject to vesting under the Issuer's 2012 Stock Incentive Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to 19.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holding of the Issuer, or the staff of the SEC, upon request, full information regarding the number of share sold at each separate price with the range set forth above.
- Stock options vest 33 1/3% per year.
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