Filing Details
- Accession Number:
- 0001039828-16-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-14 16:17:48
- Reporting Period:
- 2016-03-10
- Filing Date:
- 2016-03-14
- Accepted Time:
- 2016-03-14 16:17:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254077 | M John Matovina | 6000 Westown Parkway West Des Moines IA 50266 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-10 | 13,338 | $0.00 | 151,350 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2016-03-11 | 27,250 | $10.24 | 178,600 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-11 | 15,000 | $15.19 | 163,600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options - Right to Buy | Disposition | 2016-03-11 | 27,250 | $0.00 | 27,250 | $10.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-03-15 | 2016-03-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,044 | Indirect | By ESOP |
Footnotes
- An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.
- This transaction was executed in multiple trades at prices ranging from $15.00 to $15.365. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.