Filing Details

Accession Number:
0001546927-16-000462
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-03-14 15:33:55
Reporting Period:
2016-03-11
Filing Date:
2016-03-14
Accepted Time:
2016-03-14 15:33:55
Original Submission Date:
2016-03-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1360214 Imprimis Pharmaceuticals Inc. IMMY Pharmaceutical Preparations (2834) 450567010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595855 Opaleye Management Inc. 175 Federal Street, 6Th Floor
Boston MA 02110
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-11 45,000 $3.60 1,250,000 No 4 P Indirect See Foonote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Foonote
Footnotes
  1. Securities reported herein for Opaleye Management, Inc. (the "Company) represent Common Stock beneficially owned and held of record by the Company and Opaleye, L.P., a private fund for which the Company serves as the investment manager (the "Fund"). James Silverman is the President and sole shareholder of the Company. The Company, the Fund and Mr. Silverman (the "Reporting Persons") are each beneficial owners and have an address of 175 Federal Street, 6th Floor, Boston, MA 02110. The Reporting Persons disclaim beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares and warrants in which the Reporting Persons have no actual pecuniary interest therein.