Filing Details

Accession Number:
0000899243-16-015796
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-11 17:32:00
Reporting Period:
2016-03-09
Filing Date:
2016-03-11
Accepted Time:
2016-03-11 17:32:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639187 J. Michael Crane C/O Five9, Inc., Bishop Ranch 8,
4000 Executive Parkway, Suite 400
San Ramon CA 94583
Evp, Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-09 21,560 $0.00 103,060 No 4 A Direct
Common Stock Disposition 2016-03-10 8,295 $7.85 94,765 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2016-03-09 44,950 $0.00 44,950 $8.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,950 2026-02-18 No 4 A Direct
Footnotes
  1. Includes 1,500 shares acquired under the Five9, Inc. employee stock purchase plan on November 13, 2015.
  2. The reported sales were to cover taxes upon the vesting of restricted stock units.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.77 to $7.91. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.