Filing Details
- Accession Number:
- 0000950103-16-011823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-11 16:43:34
- Reporting Period:
- 2016-01-29
- Filing Date:
- 2016-03-11
- Accepted Time:
- 2016-03-11 16:43:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1509253 | Nuveen Short Duration Credit Opportunities Fund | JSD | Security Brokers, Dealers & Flotation Companies (6211) | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 895421 | Stanley Morgan | 1585 Broadway New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-29 | 8 | $14.41 | 1,938 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2016-01-29 | 8 | $14.40 | 1,930 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2016-02-04 | 1,530 | $14.28 | 400 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2016-02-05 | 200 | $14.20 | 200 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2016-02-05 | 200 | $14.21 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2016-02-09 | 286 | $13.83 | 286 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2016-02-09 | 86 | $13.86 | 200 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2016-02-09 | 100 | $13.88 | 100 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2016-02-09 | 100 | $13.91 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2016-03-02 | 6,000 | $14.13 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2016-03-11 | 6,000 | $14.67 | 0 | No | 4 | P | Indirect | By Subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
Footnotes
- Without admitting any legal obligation, the Reporting Person will remit appropriate profits, if any, to the Issuer.
Billionaire Hedge Funds
