Filing Details
- Accession Number:
- 0000950103-16-011822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-11 16:39:20
- Reporting Period:
- 2016-01-04
- Filing Date:
- 2016-03-11
- Accepted Time:
- 2016-03-11 16:39:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509253 | Nuveen Short Duration Credit Opportunities Fund | JSD | Security Brokers, Dealers & Flotation Companies (6211) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
895421 | Stanley Morgan | 1585 Broadway New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-04 | 125 | $14.83 | 1,437 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-08 | 346 | $14.72 | 1,783 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-13 | 300 | $14.64 | 2,083 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-13 | 200 | $14.48 | 1,883 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-13 | 100 | $14.51 | 1,783 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-14 | 500 | $14.34 | 2,283 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-14 | 100 | $14.37 | 2,183 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-14 | 100 | $14.38 | 2,083 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-14 | 300 | $14.41 | 1,783 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-15 | 210 | $14.12 | 1,993 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-15 | 210 | $14.15 | 1,783 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-20 | 600 | $13.77 | 2,383 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-20 | 100 | $13.81 | 2,483 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-20 | 100 | $13.85 | 2,383 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-20 | 300 | $13.88 | 2,083 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-20 | 200 | $13.96 | 1,883 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-21 | 800 | $14.07 | 2,683 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-21 | 700 | $13.99 | 1,983 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-21 | 100 | $14.01 | 1,883 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-22 | 100 | $14.12 | 1,983 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-22 | 100 | $14.14 | 2,083 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-22 | 100 | $14.16 | 2,183 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-22 | 47 | $14.11 | 2,230 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-22 | 300 | $14.08 | 1,930 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-25 | 39 | $14.13 | 1,969 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-25 | 39 | $14.04 | 1,930 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-26 | 100 | $14.21 | 2,030 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-26 | 100 | $14.22 | 2,130 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2016-01-26 | 300 | $14.25 | 2,430 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2016-01-26 | 500 | $14.20 | 1,930 | No | 4 | S | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
Footnotes
- Without admitting any legal obligation, the Reporting Person will remit appropriate profits, if any, to the Issuer.