Filing Details

Accession Number:
0001348324-16-000168
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-11 16:28:51
Reporting Period:
2016-03-11
Filing Date:
2016-03-11
Accepted Time:
2016-03-11 16:28:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348324 Ldr Holding Corp LDRH Surgical & Medical Instruments & Apparatus (3841) 203933262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586612 Joseph G. Ross 13785 Research Blvd., Suite 200
Austin TX 78750
Exec Vp Global Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-11 2,288 $3.11 7,520 No 4 M Direct
Common Stock Acquisiton 2016-03-11 10,093 $5.94 17,613 No 4 M Direct
Common Stock Disposition 2016-03-11 17,613 $23.07 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2016-03-11 2,288 $0.00 2,288 $3.11
Common Stock Incentive Stock Option (right to buy) Disposition 2016-03-11 10,093 $0.00 10,093 $5.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-01 2020-11-19 No 4 M Direct
1,176 2013-07-10 2022-07-10 No 4 M Direct
Footnotes
  1. Includes 394 and 306 ESPP shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2015 and November 30, 2015 respectively. Also includes 842 RSU shares acquired on 1/1/16, 1,263 RSU shares acquired on 1/16/16, and 2,427 Performance RSU shares acquired on 2/15/16.
  2. The price indicated is the weighted average sale price for the shares sold. The individual sale price for the shares indicated range from $22.87 to $23.24. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  3. ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of January 1, 2012.
  4. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of July 10, 2012, then in thirty-six equal monthly installments thereafter.