Filing Details
- Accession Number:
- 0001140361-16-057493
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-11 16:21:17
- Reporting Period:
- 2016-03-10
- Filing Date:
- 2016-03-11
- Accepted Time:
- 2016-03-11 16:21:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341318 | Lake Shore Bancorp Inc. | LSBK | Savings Institution, Federally Chartered (6035) | 204729288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357414 | A Rachel Foley | C/O 31 East Fourth Street Dunkirk NY 14048 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-10 | 16,573 | $11.50 | 30,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-10 | 2,500 | $13.45 | 28,083 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-03-10 | 4,933 | $13.35 | 23,150 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-03-10 | 6,000 | $13.17 | 17,150 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-03-10 | 3,140 | $13.00 | 14,010 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-03-10 | 16,573 | $0.00 | 16,573 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-11-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,724 | Indirect | By ESOP |
| Common Stock | 500 | Indirect | By Spouse |
Footnotes
- Includes 800 shares of restricted stock which vest 20% per year, with final vesting on December 19, 2019.
- Option are fully vested
- These shares were acquired pursuant to an Employee Stock Ownership Plan allocation.
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